Course Code: FIN 4112
Academic Year: 2026-2027
This course is meant to assist students in preparing for investment and/or financial planning careers in the financial services industry. This course (along with FIN 4002 - Canadian Investment Regulations 1) prepares students wanting to take the Canadian Investment Regulatory Exam (CIRE) administered by the Canadian Investment Regulatory Organization (CIRO) for licensing purposes. It also aligns with the Investment Planning material required in the CFP, QAFP and Chartered Financial Planner exams. In this course, students will build on their understanding of the various financial markets, corporations and their financial structures, financial statements, debt and equity instruments, and financing methods.